Financial Services Commission

Results: 6048



#Item
451Financial services / Finance / Collective investment schemes / Net asset value / Rate of return / Financial economics / Investment / Funds

SECURITIES COMMISSION OF THE BAHAMAS GUIDANCE NOTES E-FILING OF STATISTICAL DATA The Securities Commission of The Bahamas (the “Commission”) issues these Guidance Notes to assist Fund Administrators and Operators in

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Source URL: www.scb.gov.bs

Language: English - Date: 2015-01-15 10:07:19
452Financial Services Commission / Government / Forest Stewardship Council / Forestry / Government of South Korea / Ombudsman

Microsoft Word - IMF Update March 2006.doc

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Source URL: www.fsc.gi

Language: English - Date: 2013-08-15 08:58:20
453Securities / Investment / Corporate taxation in the United States / Limited liability company / Financial services / Private placement / Security / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Finance / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoSeptember 24, 2012

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Source URL: www.sec.gov

Language: English - Date: 2012-09-24 17:01:30
454Finance / Business / Financial Industry Regulatory Authority / Investment / Financial services / Registered representative / Municipal Securities Rulemaking Board / Investment banking / U.S. Securities and Exchange Commission / United States securities law / Financial economics / Self-regulatory organizations

January 6, 2015 Introduction This year marks the tenth edition of the Regulatory and Examinations Priorities Letter. Over the past decade, we have witnessed tremendous change to firms, markets and regulation. Many chang

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Source URL: www.finra.org

Language: English - Date: 2015-02-26 14:55:08
455Investment / Financial services / Financial adviser / Registered Investment Advisor / Investment Advisor / Bond / Securities Exchange Act / Investment Advisers Act / Broker-dealer / Financial economics / Finance / Economics

INITIAL DECISION RELEASE NO. 766 ADMINISTRATIVE PROCEEDING FILE NOUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 12:15:13
456Forestry / Geography of Europe / Data Protection Act / Law / Gibraltar / Forest Stewardship Council / Computer law / Data privacy / Privacy law

Request to access personal data held by the Financial Services Commission (FSC) under the provisions of the Data Protection Act (the DPA)

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Source URL: www.fsc.gi

Language: English - Date: 2013-08-15 08:58:20
457SEC filings / Financial regulation / Government / Department of Finance / Securities and Exchange Commission / Law / Securities Act / Securities Exchange Act / Cease and desist / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Table of Content Page No. Services for Pre-school Children 1 2

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Source URL: www.swd.gov.hk.

Language: English - Date: 2012-11-06 22:51:54
458Tax evasion / Forest Stewardship Council / Financial regulation / Forestry / Money laundering

Government of Gibraltar Financial Services Commission IMF Report Response to Recommendations

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Source URL: www.fsc.gi

Language: English - Date: 2013-08-15 08:58:20
459Investment / Economics / Finance / Pension / Personal finance / Employee benefit / Health insurance / Government of Illinois / State Universities Retirement System / Employment compensation / Financial economics / Financial services

I. OVERVIEW The Commission’s September 25, 2014, Status Report outlined in some detail the dire condition of the State’s public employee 1 pension and health benefits system. This Report proposes a workable solution

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Source URL: watchdog.wpengine.netdna-cdn.com

Language: English - Date: 2015-03-22 09:11:04
460Regulatory compliance / Disability / Insert

Declaration of Output Compliance to the Disability Services Commission for Funded Services Organisation: [insert name of organisation] Compliance period: [insert financial year or specific timeframe] I the undersigned, i

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Source URL: disability.wa.gov.au

Language: English - Date: 2014-07-18 01:28:15
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